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604

IEEE MICROWAVE AND WIRELESS COMPONENTS LETTERS, VOL. 20, NO. 11, NOVEMBER 2010

Design of Wide-Band Pseudo-Elliptic Waveguide

Filters With Cavity-Backed Inverters

Qingfeng Zhang, Student Member, IEEE, and Yilong Lu, Senior Member, IEEE

Abstract—This letter presents a method for the design of wideband pseudo-elliptic waveguide filters without resorting to global full-wave optimization. In this approach, we introduce and employ two novel cavity-backed inverters, which produce transmission zeros in the out-of-band response, however, whose frequency response in the passband is similar to that of normal iris inverters. As a design example, a pseudo-elliptic waveguide filter with transmission zeros in the lower and upper frequency bands are designed and fabricated. The results show good equal-ripple performance in the passband and improved rejection performance with preset transmission zeros beyond the passband.

Index Terms—Cavity-backed inverters, pseudo-elliptic, waveguide filters, wide-band.

I. INTRODUCTION

AVEGUIDE filters are still a preferred option when W power handling, losses and selectivity are the main concerns. Although the filter in waveguide technology is a classical subject, the development of elliptic and pseudo-elliptic waveguide filters deserves further attention.

Generally, pseudo-elliptic filters are designed according to three slightly different approaches. Cross-coupled resonator filters [1] are well known as the first approach. The second approach extracted pole technique [2] was a breakthrough which allows the individual control of transmission zeros. And then some flexibility was added with the concept of non-resonating nodes in [3] and [4]. Although the three approaches mentioned above are widely employed to design pseudo-elliptic waveguide filters, they are only applicable to narrow-band cases. Due to the frequency dispersion of coupling coefficients, excessive global full-wave optimizations have to be employed in the design of wide-band pseudo-elliptic waveguide filters.

Recently, a dimensional synthesis approach was proposed in [5], for the design of wide-band waveguide iris filters without resorting to circuit or full-wave optimization. However, this technique is only applicable to the design of waveguide filters with Chebyshev responses. In this letter, we will extend the synthesis technique in [5] to include pseudo-elliptic waveguide filters. In the extended approach, we introduce and employ two novel cavity-backed inverters, which produce transmission zeros in the out-of-band response, however, whose frequency

Manuscript received March 30, 2010; revised June 14, 2010; accepted August 18, 2010. Date of publication September 23, 2010; date of current version November 05, 2010. This work was supported in part by a full scholarship from Nanyang Technological University, Singapore.

The authors are with the Electrical and Electronic Engineering School, Nanyang Technological University, Singapore (e-mail: e070022@ntu.edu.sg; eylu@ntu.edu.sg).

Color versions of one or more of the figures in this paper are available online at http://ieeexplore.ieee.org.

Digital Object Identifier 10.1109/LMWC.2010.2071377

Fig. 1. Required frequency dependence of parameter for the cavitybacked inverter.

response in the passband is similar to that of normal iris inverters. Actually, the deployment of the impedance inverter with embedded transmission zeros was employed in some microstrip filters [6], but they are very different from the one proposed in this letter. The design procedures for the passband and out-of-band filter responses are carried out independently. For the out-of-band response, the transmission zeros are produced and individually controlled by cavity-backed inverters. For the passband response, since the cavity-backed inverters behave similar to normal iris inverters, an equal-ripple Chebyshev response is synthesized using the technique in [5].

II.DESIGN OF CAVITY-BACKED INVERTERS

A. Design Requirements for the Cavity-Backed Inverter

As one of the key parts in the approach, the design of cavitybacked inverters is very important. Fig. 1 shows the required parameter for the cavity-backed inverter and its comparison with that of the normal iris inverter. The normalized parameter is calculated by the equation

(1)

where is the reflection coefficient of the inverter at the angular frequency . As shown in Fig. 1, the cavity-backed inverter should produce a transmission zero at (when is zero), and its frequency dispersion should be similar to that of the normal iris inverter in the passband . Besides, it is required that the position of the transmission zero can be individually controlled by some parameters of the cavitybacked inverter and the level in the passband can be adjusted by other independent parameters.

1531-1309/$26.00 © 2010 IEEE

ZHANG AND LU: DESIGN OF WIDE-BAND PSEUDO-ELLIPTIC WAVEGUIDE FILTERS

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Fig. 2. Configuration of the E-plane cavity-backed inverter: (a) 3D view.

(b) Side cross section view.

Fig. 3. Configuration of the H-plane cavity-backed inverter: (a) 3D view,

(b) Side cross section view.

If the cavity-backed inverter satisfies the above requirements, we can substitute it for an iris inverter in the waveguide iris filter. Then we can obtain an equal-ripple chebyshev response in the passband by using the synthesis technique in [5]. Also, the input impedance of the filter is purely imaginary at since the parameter of the cavity-backed inverter reaches zero. So the transmission zero of the cavity-backed inverter is also that of the whole filter. Therefore, a pseudo-elliptic response is obtained as the equal-ripple return loss is achieved in the passband and one transmission zero is produced at .

B. Physical Realization

As design examples, we choose -band waveguide filters centered at 10 GHz with about 10% fractional bandwidth (9.5–10.5 GHz). Two novel realizations of the cavity-backed inverters are displayed in Figs. 2 and 3, which consist of an E-plane iris with an aperture-coupled E-plane or H-plane cavity. The aperture-coupled cavity produces and controls the transmission zero position and the cavity length has a main effect on the transmission zero position. The aperture width affects the sharpness of the parameter close to transmission zero and also has a little effect on the transmission zero position. The E-plane iris is used to change the level in the passband. Figs. 4 and 5 show the frequency dependence of the normalized parameters for the two cavity-backed inverters, which are calculated using a mode-matching program. It is noted from Fig. 4 that the E-plane cavity-backed inverter can produce transmission zeros in the lower frequency band and meanwhile behave like less frequency-dispersive in the passband (9.5–10.5 GHz). The height of the E-plane iris has a main effect on the level of the inverter and the positions of transmission zeros are nearly fixed when the height of the E-plane iris is changing. It is also noted from Fig. 5 that the H-plane cavity-backed inverter can produce transmission zeros in the upper frequency band. The E-plane iris height does not only affect the level, but also change a little the position of transmission zeros. However, it

Fig. 4. Calculated frequency dependence of parameter for the E-plane cavitybacked inverter.

Fig. 5. Calculated frequency dependence of parameter for the H-plane cavity-backed inverter.

still satisfies our requirements since the range of level in the passband for the inverter can be approximated.

III. DESIGN EXAMPLE

Since the cavity-backed inverters have been designed, they can be substituted for the iris inverters in the waveguide iris filter to produce transmission zeros. The technique in [5] is employed to synthesize an equal-ripple Chebyshev response in the passband. We design and fabricate a pseudo-elliptic waveguide filter with two transmission zeros, which are located in both lower and upper frequency bands. The E-plane cavity-backed structure is employed as the first inverter and the H-plane cavity-backed structure is employed as the last inverter. Fig. 6 shows the dimension annotations for the pseudo-elliptic waveguide filter and its calculated dimensions are listed in Table I. WR-90 (22.86 mm 10.16 mm) is chosen as the house waveguide and the thickness of the irises is all 1.5 mm. The pseudo-elliptic waveguide filter is fabricated without tuning screws and Fig. 7 displays its fabrication photograph. The calculated and measured scattering parameters for the

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IEEE MICROWAVE AND WIRELESS COMPONENTS LETTERS, VOL. 20, NO. 11, NOVEMBER 2010

TABLE I

DIMENSIONS FOR THE DESIGNED FILTERS (UNITS: MILLIMETERS)

Fig. 6. Dimension annotation for the pseudo-elliptic waveguide filter: (a) Top view. (b) Side cross section view.

Fig. 7. Fabrication photograph of the pseudo-elliptic waveguide filter.

Fig. 8. Calculated and measured scattering parameters of the pseudoelliptic waveguide filter.

pseudo-elliptic waveguide filter are shown in Fig. 8. It can be seen that two transmission zeros are produced at 8.52 and 11.67 GHz, respectively. A good equal-ripple response below dB is achieved for the reflection magnitude and the fractional bandwidth of the filter is about 11.3% (9.51–10.64 GHz). It should be noted that the measured results are in a good agreement with the calculated results, thereby providing the final experimental validation of the method proposed in this letter. Due to the special design of the cavity-backed inverters, the proposed method has some limitations. The transmission zeros cannot be placed too close to the passband. In the practical implementation, the transmission zero position should be larger than 105% of the upper edge frequency or less than 95% of the lower edge frequency.

IV. CONCLUSION

In this letter, we have presented a method for the design of wide-band pseudo-elliptic waveguide filters without resorting to global full-wave optimization. In this approach, we introduced and employed two novel cavity-backed inverters, which produce transmission zeros in the out-of-band response, however, whose frequency response in the passband is similar to that of normal iris inverters. A pseudo-elliptic waveguide filter with transmission zeros in the lower and upper frequency bands has been designed and fabricated. The results show good equal-ripple performance in the passband and improved rejection in the out-of- band response.

ACKNOWLEDGMENT

The authors wish to thank B. Li and A. Khurrum Rashid for their help.

REFERENCES

[1]A. Atia and Williams, “New type of waveguide bandpass filters for satellite transponders,” COMSAT Tech. Rev., vol. 1, no. 1, pp. 21–43, 1971.

[2]J. D. Rhodes and R. J. Cameron, “General extracted pole synthesis technique with application to low-loss -mode filters,” IEEE Trans. Microw. Theory Tech., vol. MTT-28, no. 9, pp. 1018–1028, Sep. 1980.

[3]S. Amari and U. Rosenberg, “Synthesis and design novel in-line filters with one or two real transmission zeros,” IEEE Trans. Microw. Theory Tech., vol. 52, no. 5, pp. 1464–1478, May 2004.

[4]S. Amari and U. Rosenberg, “A third order in-line pseudoelliptic filter with a transmission zero extracted at its center,” in IEEE MTT-S Int. Dig., Fort Worth, TX, Jun. 2004, pp. 459–462.

[5]Q. F. Zhang and Y. L. Lu, “Dimensional synthesis method for wideband waveguide iris filters,” IET Microw. Antennas Propag., to be published.

[6]J.-R. Lee, J.-H. Cho, and S.-W. Yun, “New compact bandpass filter using /4 resonators with open stub inverter,” IEEE Microw. Guided Wave Lett., vol. 10, no. 12, pp. 526–527, Dec. 2000.