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1In 1956, DuBois et al. described the forced oscillation technique (FOT) as a tool to measure lung function using sinusoidal sound waves of single frequencies generated by a loud speaker and passed into the lungs during tidal breathing. Dubois, A. B., Brody, A. W., Lewis, D. H., et al. (1956). Oscillation mechanics of lungs and chest in man. Journal of Applied Physiology 8, 587-594.

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C H A P T E R 5

Blood Gas Assessment

CHAPTER OUTLINE

Acid-Base Abnormalities

The PCO2/HCO3/pH Relationship

Common Acid-Base Abnormalities Seen in the Clinical Setting

Metabolic Acid-Base Abnormalities

Errors Associated With Arterial Blood Gas Measurements

Self-Assessment Questions

CHAPTER OBJECTIVES

After reading this chapter, you will be able to:

Identify the respiratory acid-base disturbances.

Identify the metabolic acid-base disturbances.

Identify the combined acid-base disturbances.

Describe the PCO2/pH/HCO3relationship.

Describe the most common acid-base abnormalities seen in the clinical setting.

Describe the metabolic acid-base abnormalities, including metabolic acidosis, anion gap, and metabolic alkalosis.

List the causes of metabolic acidosis and metabolic alkalosis.

Describe the potential common errors in the sampling, analysis, and interpretation of arterial blood gas assessments.

Define key terms and complete self-assessment questions at the end of the chapter and on Evolve.

KEY TERMS

Acute Alveolar Hyperventilation

Acute Alveolar Hyperventilation With Partial Renal Compensation

Acute Alveolar Hyperventilation Superimposed on Chronic Ventilatory Failure Acute Respiratory Acidosis

Acute Respiratory Alkalosis Acute Ventilatory Failure

Acute Ventilatory Failure With Partial Renal Compensation

Acute Ventilatory Failure Superimposed on Chronic Ventilatory Failure Anaerobic Metabolism

Anaerobic Threshold Anion Gap

Chronic Alveolar Hyperventilation With Complete Renal Compensation Chronic Ventilatory Failure

Chronic Ventilatory Failure With Complete Renal Compensation Combined Metabolic and Respiratory Acidosis

Combined Metabolic and Respiratory Alkalosis Compensated Respiratory Acidosis Compensated Respiratory Alkalosis Hyperchloremic Metabolic Acidosis Hypoxemia

Lactic Acidosis

Law of Electroneutrality Metabolic Acidosis

Metabolic Acidosis With Complete Respiratory Compensation

Metabolic Acidosis With Partial Respiratory Compensation

Metabolic Alkalosis

Metabolic Alkalosis With Complete Respiratory Compensation

Metabolic Alkalosis With Partial Respiratory Compensation

Acid-Base Abnormalities

As the pathologic processes of a respiratory disorder intensify, the patient's arterial blood gas (ABG) values are usually altered to some degree. Table 5.1 lists the normal ABG values. Box 5.1 provides an overview of the common respiratory and metabolic acid-base disturbances. In the profession of respiratory care, knowledge and understanding of the acid-base disturbances are absolute and unconditional prerequisites to the assessment and treatment of the patient with a respiratory disorder. Because of the fundamental importance of this subject, this chapter provides the following review:

TABLE 5.1

Normal Blood Gas Values

Blood Gas Value*

Arterial

Venous

pH

7.35–7.45

7.30–7.40

PaCO2

35–45 mm Hg

42–48 mm Hg

HCO3

22–28 mEq/L

24–30 mEq/L

PaO2

80–100 mm Hg

35–45 mm Hg

*Technically, only the oxygen (PaO2) and carbon dioxide (PaCO2) pressure readings are true blood gas values. The pH indicates the balance between the bases and acids in the blood. The bicarbonate (HCO3) reading is an indirect measurement that is calculated from the pH and PaCO2 levels.

Box 5.1

Acid-Base Disturbance Classifications

Respiratory Acid-Base Disturbances

Acute alveolar hyperventilation (acute respiratory alkalosis)

Acute alveolar hyperventilation with partial renal compensation (partially compensated respiratory alkalosis)

Chronic alveolar hyperventilation with complete renal compensation (compensated respiratory alkalosis)

Acute ventilatory failure (acute respiratory acidosis)

Acute ventilatory failure with partial renal compensation (partially compensated respiratory acidosis)

Chronic ventilatory failure with complete renal compensation (compensated respiratory acidosis)

Acute alveolar hyperventilation superimposed on chronic ventilatory failure

Acute ventilatory failure superimposed on chronic ventilatory failure

Metabolic Acid-Base Disturbances

Metabolic acidosis

Metabolic acidosis with partial respiratory compensation

Metabolic acidosis with complete respiratory compensation

Metabolic alkalosis

Metabolic alkalosis with partial respiratory compensation

Metabolic alkalosis with complete respiratory compensation

Combined Acid-Base Disturbances

Combined metabolic and respiratory acidosis

Combined metabolic and respiratory alkalosis

Highlighted terms are included in the Key Terms list and glossary.

The PCO2/HCO3/pH relationship—an essential cornerstone of ABG interpretations

The most common acid-base abnormalities seen in the clinical setting

The metabolic acid-base abnormalities

Errors associated with ABG measurements

The PCO2/HCO3/pH Relationship

To fully understand the clinical significance of the acid-base disturbances listed in Box 5.1, a fundamental knowledge of the PCO2/HCO3/pH relationship is essential. The PCO2/HCO3/pH relationship is graphically illustrated in the PCO2/HCO3/pH

nomogram shown in Fig. 5.1. The PCO2/HCO3/pH nomogram is an excellent clinical tool to identify acid-base disturbances. See Appendix XII on the Evolve site for a pocket-size PCO2/HCO3/pH nomogram card that can be cut out, laminated, and used as a handy ABG reference tool in the clinical setting.

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(From Terry Des Jardins, with
FIGURE 5.1

Nomogram of PCO2/HCO3/pH relationship. For explanation see text. The green dot in the middle of the red arrow represents the location of values for the normal pH, PCO2, and HCO3relationship in the arterial blood.

permission.)

How to Read the PCO2/HCO3/pH Nomogram

The thick red bar moving from left to right across the PCO2/HCO3/pH nomogram represents the normal PCO2 blood buffer line. This red bar is used to identify the pH and HCO3changes that occur immediately in response to an acute increase or decrease in PCO2. The purple bar is used to identify the pH and HCO3changes that occur in response to acute metabolic

acidosis and metabolic alkalosis conditions. The colored areas that surround the red and purple bars are used to identify

(1) partial and complete renal compensation, (2) partial and complete respiratory compensation, and (3) combined metabolic and respiratory acid-base disturbances (see Fig. 5.1).

For example, when the pH, PCO2, and HCO3values all intersect in the light purple area shown in the upper left-hand corner of the PCO2/HCO3/pH nomogram, partial renal compensation has occurred in response to a chronically high PCO2 level. When the HCO3increases enough to move the pH into the light-blue normal bar, complete renal compensation is confirmed. When the pH, PCO2, and HCO3values all intersect in the green area shown in the lower right-hand corner of the PCO2/HCO3/pH nomogram, partial renal compensation has occurred in response to a chronically low PCO2 level. When the HCO3decreases enough to move the pH into the light-blue normal bar, complete renal compensation is confirmed.

When the pH, PCO2, and HCO3values all intersect in the orange area shown immediately below the red bar on the left side of the PCO2/HCO3/pH nomogram, combined respiratory and metabolic acidosis is confirmed. When the pH, PCO2, and HCO3values all intersect in the blue area, shown immediately above the red bar on the right side of the PCO2/HCO3/pH nomogram, a combined respiratory and metabolic alkalosis is confirmed.

Finally, when the pH, PCO2, and HCO3values all intersect in the yellow area, shown in the lower left corner of the PCO2/HCO3/pH nomogram, respiratory compensation has occurred in response to metabolic acidosis. When the pH, PCO2, and HCO3values all intersect in the pink area, shown in the upper right corner of the PCO2/HCO3/pH nomogram,

respiratory compensation has occurred in response to metabolic alkalosis.

Although it is beyond the scope of this textbook to fully explain how each of the acid-base disturbances listed in Box 5.1 can be identified on the PCO2/HCO3/pH nomogram, a basic understanding of the following two most commonly

encountered PCO2/HCO3/pH relationships is important: (1) an acute PCO2 increase and its effects on the pH and HCO3values, and (2) an acute PCO2 decrease and its effects on the pH and HCO3values.1

How Acute PCO2 Decreases Affect pH and HCO3Values

The red normal PCO2 blood buffer bar shown on the PCO2/HCO3/pH nomogram is also used to identify the pH and HCO3values that will result immediately in response to a sudden decrease in PCO2—for example, as a result of alveolar hyperventilation. For example, if the patient's PaCO2 were suddenly to decrease to, say, 25 mm Hg, the pH would immediately increase to about 7.55 and the HCO3level would decrease to about 21 mEq/L. In addition, the PCO2/HCO3/pH nomogram shows that these ABG values represent acute alveolar hyperventilation (acute respiratory alkalosis). This is shown by the fact that (1) all of the ABG values (i.e., PCO2, HCO3, and pH) intersect within the red normal PCO2 blood buffer bar, and (2) the pH and HCO3readings are precisely what are expected for an acute increase in the PCO2 of 25 mm Hg (Fig. 5.2).

FIGURE 5.2 Acute alveolar hyperventilation is confirmed when the reported PCO2, pH, and HCO3values all intersect within the red-colored “Respiratory Alkalosis” bar. For example, when the reported PCO2 is 25 mm Hg at a time when the pH is 7.55 and

the HCO3is 21 mEq/L, acute alveolar hyperventilation is confirmed (see black arrows). (From Terry Des Jardins, with permission.)

How Acute PCO2 Increases Affect the pH and HCO3Values

As mentioned previously, the red normal PCO2 blood buffer bar shown on the PCO2/HCO3/pH nomogram is used to identify the pH and HCO3values that will result immediately in response to a sudden increase in PCO2, such as a result of net alveolar hypoventilation. For example, if the patient's PaCO2 were to suddenly increase to 60 mm Hg, the pH would immediately fall to about 7.28 and the HCO3level would increase to about 26 mEq/L. Furthermore, the PCO2/HCO3/pH nomogram shows that these ABG values represent acute ventilatory failure (acute respiratory acidosis). This is shown by

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the fact that (1) all of the ABG values (i.e., PCO2, HCO3, and pH) intersect within the red normal PCO2 blood buffer bar, and (2) the pH and HCO3readings are precisely what are expected for an acute increase in the PCO2 of 60 mm Hg (Fig. 5.3).

FIGURE 5.3 Acute ventilatory failure is confirmed when the reported PCO2, pH, and HCO3values all intersect within the redcolored respiratory acidosis bar to the left of the light-blue, vertical bar labeled “normal.” For example, when the PCO2 is

60 mm Hg at a time when the pH is 7.28 and the HCO3is 26 mEq/L, acute ventilatory failure is confirmed (see black arrows).

(From Terry Des Jardins, with permission.)

A Quick Clinical Calculation for the Effect of Acute PaCO2 Changes on pH and HCO3: Rule of Thumb

In addition to using the graphic PCO2/HCO3/pH nomogram (see Fig. 5.1), the following simple calculations also can be used to estimate the expected pH and HCO3value changes that will occur in response to a sudden increase or decrease in PaCO2.

Acute Increases in PaCO2 (e.g., Acute Hypoventilation).

Using the normal ABG values as a baseline (e.g., pH 7.40, PaCO2 40 mm Hg, and HCO324 mEq/L), for every 10 mm Hg the PaCO2 increases, the pH will decrease about 0.06 units (from 7.4) and the HCO3will increase about 1 mEq/L (from 24). Or, in another example, for every 20 mm Hg the PaCO2 increases, the pH will decrease about 0.12 units (from 7.40), and the HCO3will increase about 2 mEq/L (from 24). Thus if the patient's PaCO2 suddenly increases to, say, 60 mm Hg, the expected pH change would be about 7.28 and the HCO3would be about 26 mEq/L.

It should be noted, however, that if the patient's PaO2 is severely low, lactic acid (a metabolic acid) also may be present, resulting in a combined metabolic and respiratory acidosis. In such cases, the patient's pH and HCO3values would both be lower than expected for a particular PaCO2 level.

Acute Decreases in PaCO2 (e.g., Acute Hyperventilation).

Using the normal ABG values as a baseline (e.g., pH 7.40, PaCO2 40 mm Hg, and HCO324 mEq/L), for every 5 mm Hg the PaCO2 decreases, the pH will increase about 0.06 units (from 7.40), and the HCO3will decrease about 1 mEq/L. Or, by way of another example, for every 10 mm Hg the PaCO2 decreases, the pH will increase about 0.12 units (from 7.40), and the HCO3will decrease about 2 mEq/L. Thus if the patient's PaCO2 suddenly decreases to, say, 30 mm Hg, the expected pH change would be around 7.52 and the HCO3would be about 22 mEq/L.

Again, it should be noted that if the patient's PaO2 is also very low, lactic acid may be present. In such cases, the patient's pH and HCO3values would both be lower than expected for a particular PaCO2 level.

Table 5.2 provides a summary of the effects of acute PaCO2 changes on pH and HCO3levels (see previous discussion). Note that the pH and HCO3changes with hypoventilation (increased PaCO2) and hyperventilation (decreased PaCO2) are not equal. Based on the PCO2/ HCO3/pH relationship presented in Table 5.2, Table 5.3 provides a general rule of thumb— an excellent and handy clinical tool—to determine the expected pH and HCO3changes that occur in response to an acute increase or decrease in the PCO2 level.

TABLE 5.2

Summary of Acute PaCO2 Changes on pH and HCO3Levels

If This Happens

Then This Happens

 

PaCO2

increases by 10 mm Hg

pH will decrease by 0.06 units

HCO3will Increase by 1 mEq/L

PaCO2

decreases by 5 mm Hg

pH will increase by 0.06 units

HCO3will decrease by 1 mEq/L

TABLE 5.3

General Rule of Thumb for the PCO2/HCO3/pH Relationship in the Clinical Setting

pH (Approximate)

PaCO2 (Approximate)

mEq/L (Approximate)

7.55

25

21

7.50

30

22

7.45

35

23

7.40 (Normal)

40

24

7.35

50

25

7.30

60

26

7.25

70

27

Common Acid-Base Abnormalities Seen in the Clinical Setting

The most common acid-base abnormalities associated with the respiratory disorders presented in this textbook are (1) acute alveolar hyperventilation (acute respiratory alkalosis), (2) acute ventilatory failure (acute respiratory acidosis), (3) chronic ventilatory failure (compensated respiratory acidosis), (4) acute alveolar hyperventilation superimposed on chronic ventilatory failure (acute respiratory alkalosis on compensated respiratory acidosis), (5) acute ventilatory failure superimposed on chronic ventilatory failure (acute respiratory acidosis on compensated respiratory acidosis), (6) metabolic alkalosis, and (7) metabolic acidosis (especially lactic acidosis). A brief overview of these common acid-base abnormalities follows.

Acute Alveolar Hyperventilation (Acute Respiratory Alkalosis)

Acute alveolar hyperventilation is defined as a pH above 7.45 and a PaCO2 level below 35 mm Hg and an HCO3level

down slightly. Table 5.4 provides an example of acute alveolar hyperventilation. The most common cause of acute alveolar hyperventilation is hypoxemia. The decreased PaO2 seen during acute alveolar hyperventilation usually develops from a

decreased ventilation-perfusion ratio (V/Q ratio), capillary shunting (or a relative shunt or shunt-like e ect), and venous admixture associated with the pulmonary disorder. The PaO2 continues to drop as the pathologic effects of the disease

intensify. Eventually the PaO2 may decline to a point low enough (a PaO2 of about 60 mm Hg) to significantly stimulate the

peripheral chemoreceptors, which in turn causes the ventilatory rate to increase (Fig. 5.4). The increased ventilatory response in turn causes the PaCO2 to decrease and the pH to increase (Fig. 5.5). Box 5.2 lists additional pathophysiologic

mechanisms in respiratory disorders that can contribute to an increased ventilatory rate and a reduction in PaCO2.

TABLE 5.4

Acute Alveolar Hyperventilation (Acute Respiratory Alkalosis)

Arterial Blood Gas Changes

Example

pH: Increased

7.52

PaCO2: Decreased

28 mm Hg

HCO3: Decreasing but normal

22 mEq/L

PaO2: Decreased

61 mm Hg (when pulmonary pathologic condition is present)

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FIGURE 5.4 Relationship of venous admixture to the stimulation of peripheral chemoreceptors in response to alveolar consolidation.

FIGURE 5.5 PaO2 and PaCO2 trends during acute alveolar hyperventilation.

Box 5.2

Pathophysiologic Mechanisms That Lead to a Reduction in PaCO2

Decreased lung compliance

Stimulation of the central chemoreceptors

Activation of the deflation reflex

Activation of the irritant reflex

Stimulation of the J receptors

Pain and anxiety

Acute Ventilatory Failure (Acute Respiratory Acidosis)

Acute ventilatory failure is defined as a pH below 7.35, a PaCO2 level above 45 mm Hg, and an HCO3level slightly

increased. Table 5.5 provides an example of acute ventilatory failure. Acute ventilatory failure is a condition in which the lungs are unable to meet the metabolic demands of the body in terms of CO2 homeostasis and typically tissue oxygenation.

In other words, the patient is unable to provide the muscular, mechanical work necessary to move gas into and out of the lungs to meet the normal CO2 production of the body. This condition leads to an increased PACO2 and subsequently an

increased PaCO2. The increased PACO2 causes a decrease in the PAO2, which in turn leads to a decreased PaO2 in the arterial blood.

TABLE 5.5

Acute Ventilatory Failure (Acute Respiratory Acidosis)

Arterial Blood Gas Changes

Example

pH: Decreased

7.16

PaCO2: Increased

79 mm Hg

HCO3: Decreasing but normal

28 mEq/L

PaO2: Decreased

57 mm Hg

Acute ventilatory failure is not associated with a typical ventilatory pattern. For example, the patient may demonstrate apnea, severe hyperpnea, or tachypnea. The bottom line is that acute ventilatory failure can develop in response to any ventilatory pattern that does not provide adequate alveolar ventilation. When an increased PaCO2 is accompanied by

acidemia (decreased pH), acute ventilatory failure, or respiratory acidosis, is said to exist. Clinically, this is a medical emergency that may require mechanical ventilation.

Chronic Ventilatory Failure (Compensated Respiratory Acidosis)

Chronic ventilatory failure (compensated respiratory acidosis) is defined as a greater than normal PaCO2 level with a normal pH status and, typically, a decreased PaO2 on room air. Table 5.6 provides an example of chronic ventilatory failure.

Although chronic ventilatory failure is most commonly seen in patients with severe chronic obstructive pulmonary disease, it is also seen in several chronic restrictive lung disorders (e.g., severe tuberculosis, kyphoscoliosis). Box 5.3 lists common respiratory diseases associated with chronic ventilatory failure during the advanced stages of the disorder.

TABLE 5.6

Chronic Ventilatory Failure (Compensated Respiratory Acidosis)

Arterial Blood Gas Changes

Example

pH: Normal

7.36

PaCO2: Increased

79 mm Hg

HCO3: Increased (significantly)

43 mEq/L

PaO2: Decreased

61 mm Hg

Box 5.3

Respiratory Diseases Associated With Chronic Ventilatory Failure

During Advanced Stages

Chronic Obstructive Pulmonary Disorders (Most Common)

Chronic bronchitis

Emphysema

Bronchiectasis

Cystic fibrosis

Restrictive Respiratory Disorders

Tuberculosis

Fungal diseases

Kyphoscoliosis

Chronic interstitial lung diseases

Bronchopulmonary dysplasia

The basic pathophysiologic mechanisms that produce ABGs associated with chronic ventilatory failure are as a respiratory disorder gradually worsens, the work of breathing progressively increases to a point at which more oxygen is consumed than is gained. Although the exact mechanism is unclear, the patient slowly develops a breathing pattern that uses the least amount of oxygen for the energy expended. In essence, the patient selects a breathing pattern based on work efficiency rather than ventilatory efficiency. (See the discussion of airway resistance and its effect on the ventilatory pattern in Chapter 3, The Pathophysiologic Basis for Common Clinical Manifestations.) As a result, the patient's alveolar ventilation slowly decreases, which in turn causes the PaO2 to decrease and the PaCO2 to increase further (Fig. 5.6). As the

PaCO2 increases, the pH falls.

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FIGURE 5.6 PaO2 and PaCO2 trends during acute or chronic ventilatory failure.

When an individual hypoventilates for a long period, the kidneys work to correct the decreased pH by retaining HCO3. Renal compensation in the presence of chronic hypoventilation can be shown when the calculated HCO3and pH readings are higher than expected for a particular PCO2 level. For example, in terms of the absolute PCO2/HCO3/pH relationship, when the PCO2 level is about 70 mm Hg, the HCO3level should be about 27 mEq/L and the pH should be about 7.22 according to the normal blood buffer line (see Fig. 5.3).

If the HCO3and pH levels are greater than these values (i.e., the pH and HCO3readings cross a PCO2 isobar2 above the normal blood buffer line in the upper left-hand corner of the nomogram), renal retention of HCO3(partial renal compensation) has occurred (see Fig. 5.3, purple area, upper left quadrant). When the HCO3level increases enough to

return the acidic pH to normal, complete renal compensation is said to have occurred (chronic ventilatory failure) (see Fig. 5.3, normal area).

Thus the following should be understood. The lungs play an important role in maintaining the PaCO2, HCO3, and pH levels on a moment-to-moment basis. The kidneys play an important role in maintaining the HCO3and pH levels during long periods of hyperventilation or hypoventilation.

Acute Ventilatory Changes Superimposed on Chronic Ventilatory Failure

Because acute ventilatory changes (i.e., hyperventilation or hypoventilation) are frequently seen in patients who have chronic ventilatory failure (compensated respiratory acidosis), the respiratory therapist must be familiar with and be on the alert for acute alveolar hyperventilation superimposed on chronic ventilatory failure and acute ventilatory failure (hypoventilation) superimposed on chronic ventilatory failure.

Like any other person (healthy or unhealthy), the patient with chronic ventilatory failure also can experience acute periods of hyperventilation. For example, the patient with chronic ventilatory failure can acquire an acute shunt-producing disease (e.g., pneumonia) and hypoxemia. Some of these patients have the mechanical reserve to increase their alveolar ventilation significantly in an attempt to maintain their baseline PaO2. However, in regard to the patient's baseline PaCO2

level, the increased alveolar ventilation is often excessive.

When excessive alveolar ventilation occurs, the patient's PaCO2 rapidly decreases. This action causes the patient's PaCO2 to decrease from its normally “high baseline” level. As the PaCO2 decreases, the arterial pH increases. As this condition

intensifies, the patient's baseline ABG values can quickly change from chronic ventilatory failure to acute alveolar hyperventilation superimposed on chronic ventilatory failure. Table 5.7 provides an example of acute alveolar hyperventilation superimposed on chronic ventilatory failure.

TABLE 5.7

Acute Alveolar Hyperventilation Superimposed on Chronic Ventilatory Failure (Acute Hyperventilation on Compensated Respiratory Acidosis)

Arterial Blood Gas Changes

Example

pH: Increased

7.52

PaCO2: Increased

51 mm Hg

HCO3: Increased

40 mEq/L

PaO2: Decreased

46 mm Hg

A clinician who does not know the history of the patient with acute alveolar hyperventilation superimposed on chronic ventilatory failure might initially interpret the ABG values as signifying partially compensated metabolic alkalosis with severe hypoxemia (see Box 5.1). However, the clinical situation that offsets this interpretation is the presence of marked hypoxemia. A low oxygen level is not normally seen in patients with pure metabolic alkalosis. Thus whenever the ABG values appear to reflect partially compensated metabolic alkalosis but the condition is accompanied by significant hypoxemia, the respiratory therapist should be alert to the possibility of acute alveolar hyperventilation superimposed on chronic ventilatory failure.

Often patients with chronic ventilatory failure do not have the mechanical reserve to meet the hypoxemic challenge of a respiratory disorder. When these patients attempt to maintain their baseline PaO2 by increasing their alveolar ventilation,

they often consume more oxygen than is gained or become fatigued or experience a combination of both. When this happens, the patient begins to breathe less. This action causes the PaCO2 to increase and eventually to rise above the

patient's normally high PaCO2 baseline level. This action causes the patient's arterial pH level to fall or become acidic. In

short, the patient's baseline ABG values shift from chronic ventilatory failure to acute ventilatory failure superimposed on chronic ventilatory failure. Table 5.8 provides an example of acute ventilatory failure superimposed on chronic